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Documentation

 
Manuals
      • 04 Nov 2014
    • Sample Report ECM - xml file

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      • 04 Nov 2014
    • Sample Report ECM - txt file

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      • 12 Mar 2014
    • Quick Reference Guide

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      • 20 Apr 2011
    • Client Asset Protection - Simulation Guide

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      • 03 Mar 2012
    • Client Asset Protection - Customer Roadmap & Process Guide

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      • 04 Nov 2014
    • Amended Elementary Clearing Model - Information Schedule

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Legal documentation
      • 02 Feb 2015
    • EMIR Disclosure Document 39(7)

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      • 13 Dec 2012
    • Client Asset Protection – Guidance Notes to the Individual Clearing Model of the Clearing Conditions

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Admission forms
      • 24 Jul 2017
    • Upload Sheet Flex Accounts for NCMs/RCs

      The Excel file "Upload Sheet Flex Accounts" is used by Clearing Members (CM) to request extended agent accounts (Flexible Accounts) in the C7 production and simulation environment on behalf of their Non Clearing Members (NCMs)/Registered Customers (RCs). The same file is also used to request the setup of extended agent accounts (Flexible Accounts) for OTC IRS. Please ensure to choose the right clearing model by clicking on the respective link on the start sheet of the Excel file. Changes on mandatory and optional fields due to legal requirements might occur in upcoming versions.

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      • 24 Jul 2017
    • Upload Sheet Flex Accounts for CMs

      The Excel file "Upload Sheet Flex Accounts for CMs" is used by Clearing Members (CM) to request extended agent accounts (Flexible Accounts) for OTC IRS and C7.

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      • 08 Aug 2017
    • Net Omnibus Clearing Model - Segregation Setup

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      • 07 Feb 2017
    • ISA Direct Segregation Setup

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      • 17 Feb 2017
    • Individual Clearing Model - Segregation Setup

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      • 29 Aug 2017
    • Elementary Clearing Model by Asset - Segregation Setup

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Information Memorandums
      • 09 Mar 2015
    • Quick Reference Guide - Clearing model change

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      • 09 Mar 2015
    • Client Asset Protection - Net Omnibus Clearing Model (NOCM)

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      • 09 Mar 2015
    • Client Asset Protection – Individual Clearing Model (ICM)

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      • 09 Mar 2015
    • Client Asset Protection – Elementary Clearing Model (ECM)

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